Services

Hedge Fund Formation

• Domestic
• Offshore
• ERISA
• All Types of Strategies

Investment Adviser Registration

• SEC
• State
• Compliance

Commodity Pools

• Registration
• CPO Disclosure Documents

Commodity Trading Advisor

• Registration
• CTA Disclosure Documents

Forex Registration

Contracts/ POA

• Investment Adviser and Forex Investment Management Agreements
• Management Company operating agreements

Broker-Dealer formation

Various legal services

• State securities laws
• No action letters
• Soft dollar guidance
• State and SEC IA examinations
• AML programs
• Review IA and Forex POAs

Non-law related services

• Support and guidance to establishing bank and brokerage accounts
• Service Provider Referral - Administrators, Auditors, Prime Brokerage
• Business planning support and guidance
• Hedge fund due diligence
• Pitchbook presentations
• Marketing
• Website services